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The impact of a new SEC climate disclosure proposal for publicly traded companies could be felt in private markets.
regulation Securities and Exchange Commission SEC GPs
Certain types of deal may not require a fairness opinion, a case likely to be made to the regulator during the ongoing consultation period.
The SEC is looking to take action against the auditor of a fund managed by Laurence Allen, who is appealing a ruling against him in a fraud case.
US Securities and Exchange Commission SEC proposals
The degree to which non-US sponsors would be impacted by the changes depends on whether they are registered with the SEC.
The industry is staring down a portentous, menacing road of new regulations.
SEC Chairman Gensler
Expert sees regulatory jujitsu in Chairman's moves.
The firm has taken on a partner from Kirkland & Ellis to expand its regulatory capabilities.
'A lot of smaller and mid-market funds have no idea what’s about to happen – and even when it happens, they still may not have any idea,' expert worries.
The commission proposed rules for the first time that would outright ban certain practices – a move away from the commission’s traditional focus on making sure GPs are providing LPs with appropriate disclosure.
The entire industry is caught up in 'sea change' proposal.
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