October 2017 Issue


    Month: October
    Year: 2017

    Back to Print Editions

    Competing for business

    Political and legal changes have prompted some fund managers to reconsider their traditional fund domiciles. Claire Wilson looks at which are emerging as favorites

    Finding a home

    What are the factors to consider when choosing a fund domicile? David Turner picks out the seven key issues that determine where you should register

    People Moves October 2017

    People Moves Ovtober 2017 Rebecca 2017-10-02 Akrofie LAWYERS The Securities and Exchange Commission appointed Dalia Blass as director of investment management. Blass joins from international law firm Ropes & Gray, where she was counsel in the investment management practice. She replaces Dav

    Cyber criminals target private equity capital, connections

    Private equity firms are a uniquely attractive mark for cyber-attacks, but a proactive approach can be a sturdy shield, writes Peter Cohen, director of strategic risk at MWR InfoSecurity

    The lay of the law

    A growing number of private fund firms have become embroiled in court action this year. Rebecca Akrofie spoke to lawyers about the biggest legal headwinds currently facing the industry

    See you in court

    A number of private fund firms have found themselves in legal proceedings over the past six months; pfm looks at three of the biggest cases

    Looking to the future

    Private equity remains cautious about exposure to cryptocurrency and blockchain, but as regulators grow to understand the technology, more managers could get on board, writes Rebecca Akrofie

    Five minutes to comply

    The Securities and Exchange Commission has brought a number of enforcement actions over conflict of interest infractions in recent years, including KKR in 2015 for breaching its fiduciary duty and WL Ross & Co last year for failing to disclose its fee offset provisions conflict. To avoid such situations, there are some key elements to keep in mind

    30 under 40: the finalists revealed

    Our search for the top 30 private fund lawyers under the age of 40 has finished; here are our picks

    ‘It turned out to be quite a whirlwind’

    Dan Burke, a partner at London-based DMC Capital Partners, tells pfm about winning silver in the Olympics, and juggling pro-sports with the financial services industry

    Port in a storm

    Kate Clouston, deputy chief executive at Guernsey Finance, explains the unique advantages that make Guernsey an appealing base from which to do business, and a respite from Brexit-related uncertainty

    Taking responsibility

    Private fund firms that operate in the UK will be subject to new compliance rules from next summer, but the time to begin preparing is now, writes Claire Wilson

    Four lessons from SEC enforcement actions

    pfm assesses the agency’s priorities through the lens of recent cases

    The front-to-back world of fund finance

    Bridging facilities are being used not just for more efficient deal execution, but also to get proceeds into the hands of LPs more quickly

    USAA’s lawsuit looks like a one-off

    The investment manager is being sued for allegedly withholding payments to a placement agent, in a rare case of an advisor risking its market reputation