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Regulation & Compliance

How escalating US-China tensions are reshaping private equity

American GPs with Chinese capital may have to re-think not just their deal and exit strategies but also future fundraising.

ILPA launches portfolio company metrics tool to help GPs provide info

The template standardizes the request by LPs for portfolio company information, which typically has been customized.

GPs abusing ‘hedge clauses’ to dodge fiduciary duty: ILPA

An LP lobby group says a change in Delaware law and an SEC no-action letter unleashed a 'perfect storm' to the detriment of private fund investors.

National security fears and intervention thresholds: a 21st century powder keg

Watching the German government tie itself in knots to prevent China State Grid buying into 50Hertz drove home how inadequate its laws are.

US Treasury calls for law promoting regulator and financial firm ‘partnerships’

The recommendation came in a report ordered by President Trump on the future of US financial regulation.

The one rule you need to tell your staff about now

Mid-term elections are approaching; now’s the time to remind your staff about the SEC’s view on campaign contributions.

SEC veteran appointed new OCIE deputy director

Kristin Snyder replaces another longtime SEC officer, Jane Jarcho, who is retiring at the end of August.

The problem with accelerated monitoring fees

The issue is less about what you charge, and more about who you tell.

Technology will be key in boosting compliance standards: survey

A poll of 39 fund managers, including limited partners, found that most hold concerns about risk management and decision making at their firms.

Oaktree, EnCap, Sofinnova under fire for campaign contributions

The three firms, without denying or admitting the SEC's findings, will make settlements totaling $720,000.

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