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Regulation & Compliance

SEC drafts goals, including changes to ‘outdated’ rules

The agency's Strategic Plan for 2018-22 addresses the transformations in capital markets and seeks to update regulation.

Riverside’s CIO on managing cyber-risk

GPs can take seven simple steps to improve their cybersecurity, says Eric Feldman, chief information officer of The Riverside Company.

SEC charges 13 private fund advisors for failure to file

Each advisor was ordered to pay a $75,000 fine but none admitted any wrongdoing.

Five ways to make private real estate CFOs’ and COOs’ lives easier

Private real estate’s finance and operating officers face myriad challenges, but many have a common solution, the audience heard at sister publication PERE's CFO/COO Forum.

SEC appoints new OCIE chief risk officer

SEC veteran James Reese had been serving as acting chief risk and strategy officer for the Office of Compliance Inspections and Examinations.

Goodwin strengthens Hong Kong office with partner hire

Bosco Yiu has joined the firm's private equity practice from Cleary Gottlieb Steen & Hamilton.

Belgium fund reform to boost PE fundraising

Reforms to Belgium’s private privak fund structure will make private funds more attractive investment propositions for LPs, according to a leading lawyer in the country.

SEC can fend off a compliance fiasco

GPs could submit to regulations from many states or, if ILPA has its way, comply with a national standard on transparency of fees and expenses.

Idinvest: LPs negotiating ‘harder and harder’ on the LPA

Guillaume Cavalin has joined Paris-based Idinvest Partners as legal director from Jones Day, the third legal hire the firm had made in 18 months. pfm caught up with Cavalin to get his take on how private equity fund structuring – and LP demands – are changing.

Sofinnova recruits its first general counsel

The recruitment of Armance Bordes from listed investor Eurazeo underscores the growing trend for private equity firms to recruit dedicated in-house legal advisors.

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