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Dominic Diongson

The Brexit clock is ticking

Managers are running out of time to get their contingency plans in place.

Compliance during SEC exam is key

Some private debt firms recently underwent full exams, while others had presence exams.

Thomas H Lee funds to pay $6.5m for securities violations

The funds failed to disclose to all LPs the receipt of accelerated fees following the early termination of portfolio company agreements, according to the regulator.

Preparing for – and living through – an SEC exam

A compliance officer relives his firm’s SEC examination, while Saw Mill Capital’s chief financial officer explains her plan.

Blackstone seeks compelling reason for C-corp switch

The firm will not rush to make the corporate switch, watching closely how peers KKR and Ares fare.

Playing the long game on transparency

Some GPs are opting to bypass pensions that demand disclosures around fees and expenses, but they may find LPs have long memories.

Whose credit line is it anyway?

Subscription credit lines have become an essential component of financing for private equity firms. pfm gathered private equity executives, a lawyer and a banker to discuss how they are treated in the industry

A matter of increasing interest

When it comes to credit facilities, LPs will start calling the shots.

GPs brush off changes to carry tax

About 80 percent of respondents say the three-year hold period wouldn't affect their firm.
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